This appeal arises from the trial court judgment, conviction and sentence by Hon. Monica Munyendo (PM) given on 30.08.2024 in Othaya MCSO Case No. E009 of 2022. It is not correct to state that the sentence was meted out by her as the same was delivered by Hon. Sandra Ogot.
The Appellant was charged with sexual assault contrary to section 5(1)(a)(i)(2) of the Sexual Offences Act No. 3 of 2006. The particulars of the offense were that the Appellant, on 30.10.2022 at around 2100 hours in Gaturuturu Village, Gaturuturu sub-location, Mahiga West Location, in Nyeri south sub-county within Nyeri County, unlawfully used his fingers to penetrate the vagina of AGM without her consent.
There was an alternative count of committing an indecent act with an adult contrary to Section 11(1) of the Sexual Offences Act No. 3 of 2006. The particulars of the offense were that the Appellant, on 30.10.2022 at around 2100 hours in Gaturuturu Village, Gaturuturu Sub-location, Mahiga west location, in Nyeri South Sub-county within Nyeri County intentionally touched the vagina of AGM with his fingers against her will.
After trial the Appellant was convicted and sentenced to 10 years imprisonment. The appellant, aggrieved, lodged this appeal. The petition of appeal and the supplementary ground of appeal set out grounds as hereunder:
The learned magistrate erred in law and fact in failing to find that there was no sufficient reason or evidence showing the appellant to have committed the offence charged.
The learned trial magistrate erred in law and fact by holding that penetration had been proven contrary to the evidence on record.
The learned trial magistrate erred in law and fact by convicting the accused person when relying on the hearsay narration given on the P3 form.
The learned trial magistrate erred in law and fact and erroneously convicted the accused person by giving her own medical evidence which was not supported by any medical evidence in respect to hysteria which is not supported by any evidence on record.
The learned magistrate erred in law and fact by relying on inconsistent and controversial evidence tendered by the prosecution witnesses.
The learned magistrate erred in law and fact in ignoring or giving no consideration to the defence case and submissions made thereto therefore making biased and erroneous decision.
The trial court erred in law in handing a conviction against the accused person in a case where the prosecution failed to prove their case beyond a reasonable doubt.
The court gave directions on how to dispose of this matter through submissions, which were filed by each party. The Appellant field 2 supplementary ground of appeal, without leave of the court after directions were given. It is unnecessary to address them as it will soon appear apparent. however, the grounds were:
The appellant stated that in respect of grounds 1, 2 and 7 the court did not find the offence proved. They stated that the complainant alleged hysteria as a condition which was not reported elsewhere. The appellant stated that the conviction was based on hearsay. The court itself stated that there was no evidence of what transpired. The complainant did not witness what happened to her, further they stated that medical evidence did not support the allegations. According to the Appellant, PW5 stated that there was no physical bodily harm. The decision not to charge for rape according to PW7 was based on the absence of spermatozoa.
It is stated that the magistrate conceded that up to this time it is not so obvious that the bleeding was as a result of penetration or otherwise. They stated that it was preposterous for the court to state that, removing of a trouser is a pointer that something sinister must have happened to her.
Evidence and Proceedings
A total of 7 witnesses testified. I have added another, whose testimony cannot be said to be evidence since it was baseless evidence tendered by PC Njoroge but he was not cross examined. Though it was given on oath, he was not a witness. Whatever he said is of no relevancy to the case. I do not find it necessary to refer to such evidence. It is understood that it is entirely within the discretion of the court to recall witnesses as enshrined in Section 150 of the CPC which provide thus:
A court may, at any stage of a trial or other proceeding under this Code, summon or call any person as a witness, or examine any person in attendance though not summoned as a witness, or recall and re-examine a person already examined, and the court shall summon and examine or recall and re-examine any such person if his evidence appears to it essential to the just decision of the case:
Provided that the prosecutor or the advocate for the prosecution or the defendant or his advocate shall have the right to cross-examine any such person, and the court shall adjourn the case for such time (if any) as it thinks necessary to enable the cross-examination to be adequately prepared if, in its opinion, either party may be prejudiced by the calling of that person as a witness.
The said Njoroge was not cross examined. It was thus not convenient to place evidence on oath without cross examination. This is important if the witness refers to matters where the court is entitled to make adverse inference. The complainant testified on 8.11.2022 and wished to withdrawal the complaint. The court declined to withdrawal of the complaint and asked for investigation into the raison d’etre for the withdrawal.
Later on 30.1.2023 the complainant testified that she was 24 years old. She was coming from Caro’s place at 8.35 pm. Caro was a Secretary at the institute’s Principal’s Office.
She met the appellant coming from gate B. She had seen him visit a friend close to where she lived. He started wooing her and attempted to hug her but she refused. He requested the complainant they go watch a game which she refused. He went his way while the appellant went his way. The appellant came from behind and told her that he was attracted to her. She had requested the Appellant to be a guest at her catering studies. He wanted to touch her but she refused. She decided to go to Rahab’s house. The appellant came from behind and was smelling alcohol. It was the same alcohol she had smelled from the appellant earlier.
She stated that the Appellant pushed her. She had hysteria and was in shock. She lost consciousness and tried to bang Alice’s door in vain. She did not come out. Alice was a neighbour. She saw the Appellant was half naked before she lost consciousness. There was blood in the private area and wetness on the bed.
When she woke up the appellant was there having arms akimbo. The appellant was unsure whether he wanted to leave or not. When she woke up, she was not wearing trousers and underpants that she had put on earlier. She saw a lot of blood. She wrote a message to Rahab that she wanted to commit suicide. She stated that she knew the accused but did not know where he lived. Two students were called who eventually took Gabriel, Muli, Alice, Rahab and the complainant to the appellant’s house. The appellant refused to accept the incident. He was arrested and taken to the police station. Photos were taken and medical reports were filled.
On cross examination she stated that she knew the appellant well as he was seducing her. There were other students at the place where they talked for about one minute. She smelled alcohol from the Appellant. She did not report the incident but went to her house. She stated that she had hysteria and lost consciousness for 20 minutes. She stated that the appellant’s penis was erect and there was no blood on his fingers. She stated that her hymen was old and broken. She stated she had not known any man before.
PW2 Gabriel Amukonyole testified that he was a student. He testified that on 30.10.2022 at 10.30 am he was sleeping in his room. He stated that he knew the complainant. They were asked to help and went only to find the complainant in Rahab’s bed. The complainant described the incident and afterwards they called the school president. They proceeded with Gordon, Muli, Anne, Alice and the complainant to the appellant’s house. Alice identified the door of the perpetrator.
The witness proceeded that they interrogated the appellant who stated that he had only inserted fingers, not raped. They went and took bloodied tissues which he identified in court. He stated that he had not interacted with the appellant before then.
On cross examination he stated that he had been told by Muli that someone was raped in campus. The witness stated that the complainant did not disclose any medical condition she had.
PW3 was Thomas Mwangi, a Clinical Officer based in Othaya Sub-county Hospital. He had a diploma in Clinical Medicine and Surgery from, KMTC Thika. He had been working at the hospital since 2013. On examining the patient, she had no injuries on the neck, head, thorax, and abdomen. The probable weapon was unknown. She was given anti-fungal medicine and antibiotics. There was no presence of spermatozoa, there were yeast cells and leucocytes. There was a vaginal discharge. He could not tell whether she was on her periods as the complainant did not reveal her last menstrual period. The discharge was from the vaginal canal.
The appellant opposed the production of the P3 as it had self-incriminating information and there was no process said on how the information was obtained. Instead of the court giving directions regarding information covered under section 25A, the court simply stated that it is part of the normal process. The issues were to be dealt with in submissions. This left the objection standing without resolution, one way or another. This is crucial since only information obtained from the person being examined irrelevant.
On cross examination, the witness stated that during sexual intercourse, there must be rapture of veins, bruises or perforated hymen. None of these were seen in the instant case. The hymen was not broken in this incident. He stated that there was yeast in blood but the same had to have been in her for a long time. The examination of the Appellant did not yield any deposit of samples or blood stains.
PW4 Chief Inspector of the Kenya police, Stephen Natembeya produced photographic evidence of the scene. The photos were said to have been taken by PC Cecilia who was not gazetted.
PW5 Ken Njagi was a Clinical Officer who testified that the complainant came to the hospital on 31.10.22 at around 2.50 am. She was bleeding vaginally and found herself undressed. She lost consciousness. She did not know if the perpetrator penetrated.
He proceeded that there were no vaginal tears and lacerations. The hymen was broken and old. There were no spermatozoa, the anal canal was normal. Urine examination showed pus and yeast cells. The last menstruation was 8.10.2022. Her reproductive system was compromised. She indicated that she had an infection in her reproductive system.
On cross examination, she stated that she was unconscious and found herself naked and bleeding. She did not explain how she got unconscious. She did not indicate that she had hysteria. There were no physical injuries. Her cervix was open. Yeast incubates for 3 days and had an infection before the incident. She stated that the period could not stain tissue. The blood was from another source.
PW6, Muli testified that on 30.10.2022 at 10.57 he received a text from Rahab that she had been raped. He went with Gabriel and found Rahab with the complainant who explained what happened. They went to the house of the perpetrator. They found him and reported to the institution’s security. Police were informed. They recorded their statements.
On cross examination, he stated that he did not have the SMS that he received from Rahab. She stated that Anne did know why the complainant did not call any of her friends.
PW7 was PCW Cecilia Vyalu. She testified that she was the investigating officer. She tried contacting Rahab but did not find her. She received a report on 31.10.2022 at 0130 hours from her OCS. She rushed to Mathenge Technical College where she went with PC Moses and Mathew, the driver. She received a complaint of rape. She stated that the complainant narrated the incident on how she was raped. She stated that the appellant was familiar with the complainant. She stated that the appellant was in the house standing quietly. They took the duo to the police station. The accused said he used his fingers. He never presented an alibi.
The complainant reported that she was raped. It was concluded that it was sexual assault after investigations. She did not find the underlying reason why she was unconscious. The doctor confirmed the absence of spermatozoa.
The court found the appellant had a case to answer. He was placed on his defence and gave sworn evidence. He stated that they were talking to with the complainant. He was 19 years old while the complainant was 23 years old in third year. The appellant was a freshman. They watched football together where they went to clubs and drunk. On the material date, they watched a game which ended up at 8 pm. He took her to the house.
He continued that she insisted that they have sex. However, he refused stating that he was a freshman while she was a third year student. He rejected all her advances. He had been told by the mother not to have sex without protection. He rejected all advances and went directly to the house. She told him, as he was going, ‘wewe umekataa utoana.’
Later there was a knock in his door at 10.00 pm. They started beating him and accusing him of rape. A watchman came to help and directed then to the security of Mathenge Institute. The police came and took them to Munyange Police Station. The complainant stated that he had drugged her but officers felt it did not make sense. He stated that he did not say anything to the doctor. There was an affidavit dated 8.11.2022 which was produced as exhibit 1. There was a second affidavit, exhibit 2. The complainant wanted to extort some money but was not paid.
On cross examination he stated that the complainant approached him when her aunts were there. They asked for money while the case was in court. The complainant and the appellant had been friends for over a month. He stated that he was in his house. He told the investigating officer of the threat but was not listened to. He stated that the people who came to his house assaulted him. He confirmed he had two silver plated teeth in the lower left jaw.
The next witness indicated as DW3 was Evans Irungu Kanyi. He worked with a security firm in Sagana. He used to work at Mathenge Technical Institute as a security guard. He knew both the appellant and complainant. The appellant had been a student for about 2 months. On 22.10.2022 he had seen the appellant and complainant in the school compound. They seemed to be friends. On 22.10.2022 they were at the ‘Wi-fi’ sitting area at between 7 pm and 8 pm. They were in the hall watching football. After the game was over, he opened the gates, all students left. At about 11 pm some students came and said they wanted to rescue another student living outside the gate.
He looked and saw students beating the appellant. He told them to stop and escalate the matter to the in-charge. He informed Evans the In-charge Security. The duo went to the police and hospital. On cross examination, he was asked only one question and said - I did not witness anything about the rape.
Submissions
The Appellant filed submissions dated 18.12.2024 by which it was submitted that the main ingredient of the offence the appellant was convicted for being penetration was never proven and hence the prosecution failed to prove their case beyond a reasonable doubt. Reliance was among others placed on Michael Mugo Musyoka v Republic [2015] eKLR where the Court stated as follows:
Suspicion however strong, cannot provide a basis for inferring guilt which must be proved by evidence. Before a court of law can convict an accused person of an offence, it ought to be satisfied that the evidence against him is overwhelming and points to his guilt.
It was also submitted for the Appellant that the learned magistrate was wrong to rely on the evidence of the complainant who kept changing her mind and story and could not explain how she suffered a medical condition that was not supported by any medical evidence. They cited Kiilu and Another vs Republic [2005] IKLR 174, as cited in Bosco Makaumbondo vs Republic 2014 CA as follows:
The witness upon whose evidence it is proposed to rely should not make an impression in the mind of the court that he is not straight forward person, or raise a suspicion about his trustworthiness, or do (or say) something which indicates that he is a person of doubtful integrity, and therefore unreliable witness which makes it unsafe to accept his evidence?
The Respondent filed submissions dated 24.4.2025 by which it was submitted that the essential ingredients of the offence as charged were proved to the required standards. Reliance was placed on John Irungu v Republic (2016) as follows:
l. Prove of penetration of victims genitals - this penetration can be by any part of the body of the accused.
2. The penetration above has to be unlawful/without the consent of the victim
3. Positive identification of the perpetrator.
On sentence, it was submitted for the Respondent that the trial Court properly directed itself and handed a sentence that was commensurate to the offence committed. They relied on the case of S vs. Malgas 2001 (1) SACR 469 (SCA) at para l2 where it was held that:
"A Court exercising appellate jurisdiction cannot, in the absence of material misdirection by the trial court, approach the question of sentence as if it were the trial court and then substitute the sentence arrived at by it simply because it prefers it. To do so would be to usurp the sentencing discretion of the trial court...However, even in the absence of material misdirection, an appellate court may yet be justified in interfering with the sentence imposed by the trial court. It may do so when the disparity between the sentence of the trial court and the sentence which the appellate court would have imposed had it been the trial court is so marked that it can properly be described as "shocking", "startling" or "disturbingly inappropriate".
Analysis
This being a first appeal, this court is under a duty to re-evaluate and assess the evidence and make its own conclusions. It must, however, keep at the back of its mind that a trial court, unlike the appellate court, had the advantage of observing the demeanour of the witnesses and hearing their evidence first hand. The Court of Appeal for Eastern Africa in Pandya -vs- Republic [1957] EA 336 stated as follows:
“On a first appeal from a conviction by a Judge or magistrate sitting without a jury the appellant is entitled to have the appellate court’s own consideration and views of the evidence as a whole and its own decision thereon. It has the duty to rehear the case and reconsider the witnesses before the Judge or magistrate with such other material as it may have decided to admit. The appellate court must then make up its own mind not disregarding the judgment appealed from but carefully weighing and considering it. When the question arises which witness is to be believed rather than another and that question turns on manner and demeanor, the appellate court must be guided by the impression made on the Judge or magistrate who saw the witness but there may be other circumstances, quite apart from manner and demeanor which may show whether a statement is credible or not which may warrant a court different.
An appellant on a first appeal is entitled to expect the evidence as a whole to be submitted to a fresh and exhaustive examination. In the case of Okeno v Republic [1972] EA 32 at 36, the East Africa Court of Appeal stated as follows on the duty of the Court on a first appeal:
“An appellant on a first appeal is entitled to expect the evidence as a whole to be submitted to a fresh and exhaustive examination (Pandya v. R., [1957] E. A. 336) and to the appellate court's own decision on the evidence. The first appellate court must itself weigh conflicting evidence and draw its own conclusions. (Shantilal M. Ruwala v. R., [1957] E.A. 570). It is not the function of a first appellate court merely to scrutinize the evidence to see if there was some evidence to support the lower court's findings and conclusions; it must make its own findings and draw its own conclusions. Only then can it decide whether the magistrate's findings should be supported. In doing so, it should make allowance for the fact that the trial court has had the advantage of hearing and seeing the witnesses, see Peters v. Sunday Post, [1958] E. A. 424.”
Section 5 of the Sexual Offences Act under which the Appellant was convicted provides as follows:
(1) Any person who unlawfully—
(a) penetrates the genital organs of another person with—
(i) any part of the body of another or that person; or
(ii) an object manipulated by another or that person except where such penetration is carried out for proper and professional hygienic or medical purposes;
(b) manipulates any part of his or her body or the body of another person so as to cause penetration of the genital organ into or by any part of the other person's body; is guilty of an offence termed sexual assault.
(2) A person guilty of an offence under this section is liable upon conviction to imprisonment for a term of not less than ten years but which may be enhanced to imprisonment for life.
The respondent was under duty to prove the guilt of the appellant beyond reasonable doubt. It is important to remember that proof beyond reasonable doubt does not mean proof beyond the shadow of a doubt. The law would fail to protect the community if it admitted fanciful possibilities to deflect the course of justice. Lord Denning in Miller vs. Ministry of Pensions, [1947] 2 ALL ER 372 had this to say:
“That degree is well settled. It need not reach certainty, but it must carry a high degree of probability. Proof beyond reasonable doubt does not mean proof beyond the shadow of a doubt. The law would fail to protect the community if it admitted fanciful possibilities to deflect the course of justice. If the evidence is so strong against a man as to leave only a remote possibility in his favour which can be dismissed with the sentence of course it is possible, but not in the least probable, the case is proved beyond reasonable doubt, but nothing short of that will suffice.”
The limitation on the powers of this court on appeal are found in Section 382 of the Criminal Procedure Code, which provide as follows:
“382: subject to the provisions hereinbefore contained, no finding, sentence or order passed by a court of competent jurisdiction shall be reversed or altered on appeal or revision on account of an error, omission or irregularity in the complaint, summons, warrant, charge, proclamation, order, judgment or other proceedings before or during the trial or in any inquiry or other proceedings under this Code, unless the error, omission or irregularity has occasioned a failure of justice:
Provided that in determining whether an error, omission or irregularity has occasioned a failure of justice the court shall have regard to the question whether the objection could and should have been raised at an earlier stage in the proceedings.”
Courts in criminal cases should consider the standard of proof and the effect of a conviction on an accused person. In this case, the Appellant was to serve 10 years with a possibility of enhancement to life imprisonment upon conviction. This must be a serious offense that requires the clearest view of the evidence to justify keeping the Appellant behind bars for life or such period as provided in law. Proof beyond reasonable doubt was the standard, also based on the nature of criminal offences, whose punishment went beyond the effect on the individual to the state. Conviction and sentence as a sexual offender was a badge that a convict could only deserve based on undoubted evidence.
Proof beyond reasonable doubt is not to be based on certainty or proof beyond a shadow of doubt. However, it should derive from evidence that is so strong against a man as to leave only a remote possibility in his favour which can be dismissed. This was the finding of the Court of Appeal in Moses Nato Raphael vs. Republic [2015] eKLR as doth:
“What then amounts to “reasonable doubt”? This issue was addressed by Lord Denning in Miller v. Ministry of Pensions, [1947] 2 ALL ER 372 where he stated:-
‘That degree is well settled. It need not reach certainty, but it must carry a high degree of probability. Proof beyond reasonable doubt does not mean proof beyond the shadow of a doubt. The law would fail to protect the community if it admitted fanciful possibilities to deflect the course of justice. If the evidence is so strong against a man as to leave only a remote possibility in his favour which can be dismissed with the sentence of course it is possible, but not in the least probable, the case is proved beyond reasonable doubt, but nothing short of that will suffice.’”
The Appellant alleged inconsistencies and contradictions in the evidence proffered by the prosecution case and argued that the trial court failed in convicting him when the evidence tendered did not prove the offence against him to the required standard. On this, this court has to establish whether the alleged discrepancies and contradictions were fundamental as to cause prejudice to the Appellant. In Joseph Maina Mwangi vs. Republic CA No. 73 of 1992 (Nairobi) Tunoi, Lakha & Bosire JJA held:
“In any trial there are bound to be discrepancies. An appellate court in considering those discrepancies must be guided by the working of Section 382 of the Criminal Procedure Code, viz whether such discrepancies are so fundamental as to cause prejudice to the Appellant or they are inconsequential to the conviction and sentence.”
The court found evidence that sends chills to a good mind. I have to scrupulously peruse the record of the trial court. The court below, however, did a disservice to the case. It failed a simple test in a sexual assault case. The ingredients as per the charge sheet were: Penetration of the vagina
Penetration by the fingers
The appellant was the perpetrator
The evidence on record is that the complainant did not know whether she was penetrated. It was clear from the medical evidence that the blood coming from the vaginal canal was not caused by injuries, it was from other sources. The blood was not ruled out as period. Medical evidence was clear that there were no injuries, lacerations or evidence of assault. The weapon was unknown.
The investigating officer simply changed charges to assault when she could not find spermatozoa. There was no evidence that the fingers were used. The purported statement in a P3 do not amount to evidence of conviction as per Section 25(a) of the Evidence Act.
The investigating officer must know that absence of spermatozoa should have led her to consider other exculpatory evidence on record. It was instructive that the investigating officer ignored the evidence of the security officers who were in situ especially Evans, DW2.
The court failed to analyse the evidence and come to a conclusion both of fact and law. Just stating that evidence is watertight is not enough but escapism. We need to see the water-tight evidence. On my part, I did not see any. It is crucial to note that Caro did not testify. In her place, DW2 testified that at that time, the complainant was with the Appellant watching football. This piece of defence evidence remained uncontroverted. It is strange that a smell of alcohol can be distinguished from another, for a person the complainant met earlier that day. The court is still digesting on when the Appellant was asked to be a guest. She eschewed the story she gave others that she had pretended to be on phone.
I have noted with concern that the courts have whittled down the presumption of innocence to an extent that bond terms are used as a punishment rather than a means of ensuring an accused person who has not been found guilty attends court. The accused person should and must at all times be presumed innocent until proved otherwise. The foregoing are not my musings but holding by the people of Kenya when they gave unto themselves the constitution and decided in Article 50(2) an and (c) as doth:
2. Every accused person has the right to a fair trial, which includes the right—
(a) to be presumed innocent until the contrary is proved;
(c) to have adequate time and facilities to prepare a defence;
In the preamble the people of Kenya noted 4 salient aspects as they adopted, enacted and gave the Constitution to themselves and their future generations, as doth:
ACKNOWLEDGING the supremacy of the Almighty God of all creation:
HONOURING those who heroically struggled to bring freedom and justice to our land:
COMMITTED to nurturing and protecting the well-being of the individual, the family, communities and the
Nation:
RECOGNISING the aspirations of all Kenyans for a government based on the essential values of human rights, equality, freedom, democracy, social justice and the rule of law:
Justice is not served by presuming an accused person innocent. He remain a suspect and not a convict up to and until he has been found guilty. These rights are still respected up to the time he has exhausted all remedies.
Before I address the facts to the case it is important to address the standard of proof and the burden of proof in criminal cases. While handling civil cases, the test was succinctly laid down in a series of decis
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The Appellant was charged with sexual assault contrary to section 5(1)(a)(i)(2) of the Sexual Offences Act No. 3 of 2006. The particulars of the offense were that the Appellant, on 30.10.2022 at around 2100 hours in Gaturuturu Village, Gaturuturu sub-location, Mahiga West Location, in Nyeri south sub-county within Nyeri County, unlawfully used his fingers to penetrate the vagina of AGM without her consent.
There was an alternative count of committing an indecent act with an adult contrary to Section 11(1) of the Sexual Offences Act No. 3 of 2006. The particulars of the offense were that the Appellant, on 30.10.2022 at around 2100 hours in Gaturuturu Village, Gaturuturu Sub-location, Mahiga west location, in Nyeri South Sub-county within Nyeri County intentionally touched the vagina of AGM with his fingers against her will.
After trial the Appellant was convicted and sentenced to 10 years imprisonment. The appellant, aggrieved, lodged this appeal. The petition of appeal and the supplementary ground of appeal set out grounds as hereunder:
The learned magistrate erred in law and fact in failing to find that there was no sufficient reason or evidence showing the appellant to have committed the offence charged.
The learned trial magistrate erred in law and fact by holding that penetration had been proven contrary to the evidence on record.
The learned trial magistrate erred in law and fact by convicting the accused person when relying on the hearsay narration given on the P3 form.
The learned trial magistrate erred in law and fact and erroneously convicted the accused person by giving her own medical evidence which was not supported by any medical evidence in respect to hysteria which is not supported by any evidence on record.
The learned magistrate erred in law and fact by relying on inconsistent and controversial evidence tendered by the prosecution witnesses.
The learned magistrate erred in law and fact in ignoring or giving no consideration to the defence case and submissions made thereto therefore making biased and erroneous decision.
The trial court erred in law in handing a conviction against the accused person in a case where the prosecution failed to prove their case beyond a reasonable doubt.
The court gave directions on how to dispose of this matter through submissions, which were filed by each party. The Appellant field 2 supplementary ground of appeal, without leave of the court after directions were given. It is unnecessary to address them as it will soon appear apparent. however, the grounds were:
The appellant stated that in respect of grounds 1, 2 and 7 the court did not find the offence proved. They stated that the complainant alleged hysteria as a condition which was not reported elsewhere. The appellant stated that the conviction was based on hearsay. The court itself stated that there was no evidence of what transpired. The complainant did not witness what happened to her, further they stated that medical evidence did not support the allegations. According to the Appellant, PW5 stated that there was no physical bodily harm. The decision not to charge for rape according to PW7 was based on the absence of spermatozoa.
It is stated that the magistrate conceded that up to this time it is not so obvious that the bleeding was as a result of penetration or otherwise. They stated that it was preposterous for the court to state that, removing of a trouser is a pointer that something sinister must have happened to her.
Evidence and Proceedings
A total of 7 witnesses testified. I have added another, whose testimony cannot be said to be evidence since it was baseless evidence tendered by PC Njoroge but he was not cross examined. Though it was given on oath, he was not a witness. Whatever he said is of no relevancy to the case. I do not find it necessary to refer to such evidence. It is understood that it is entirely within the discretion of the court to recall witnesses as enshrined in Section 150 of the CPC which provide thus:
A court may, at any stage of a trial or other proceeding under this Code, summon or call any person as a witness, or examine any person in attendance though not summoned as a witness, or recall and re-examine a person already examined, and the court shall summon and examine or recall and re-examine any such person if his evidence appears to it essential to the just decision of the case:
Provided that the prosecutor or the advocate for the prosecution or the defendant or his advocate shall have the right to cross-examine any such person, and the court shall adjourn the case for such time (if any) as it thinks necessary to enable the cross-examination to be adequately prepared if, in its opinion, either party may be prejudiced by the calling of that person as a witness.
The said Njoroge was not cross examined. It was thus not convenient to place evidence on oath without cross examination. This is important if the witness refers to matters where the court is entitled to make adverse inference. The complainant testified on 8.11.2022 and wished to withdrawal the complaint. The court declined to withdrawal of the complaint and asked for investigation into the raison d’etre for the withdrawal.
Later on 30.1.2023 the complainant testified that she was 24 years old. She was coming from Caro’s place at 8.35 pm. Caro was a Secretary at the institute’s Principal’s Office.
She met the appellant coming from gate B. She had seen him visit a friend close to where she lived. He started wooing her and attempted to hug her but she refused. He requested the complainant they go watch a game which she refused. He went his way while the appellant went his way. The appellant came from behind and told her that he was attracted to her. She had requested the Appellant to be a guest at her catering studies. He wanted to touch her but she refused. She decided to go to Rahab’s house. The appellant came from behind and was smelling alcohol. It was the same alcohol she had smelled from the appellant earlier.
She stated that the Appellant pushed her. She had hysteria and was in shock. She lost consciousness and tried to bang Alice’s door in vain. She did not come out. Alice was a neighbour. She saw the Appellant was half naked before she lost consciousness. There was blood in the private area and wetness on the bed.
When she woke up the appellant was there having arms akimbo. The appellant was unsure whether he wanted to leave or not. When she woke up, she was not wearing trousers and underpants that she had put on earlier. She saw a lot of blood. She wrote a message to Rahab that she wanted to commit suicide. She stated that she knew the accused but did not know where he lived. Two students were called who eventually took Gabriel, Muli, Alice, Rahab and the complainant to the appellant’s house. The appellant refused to accept the incident. He was arrested and taken to the police station. Photos were taken and medical reports were filled.
On cross examination she stated that she knew the appellant well as he was seducing her. There were other students at the place where they talked for about one minute. She smelled alcohol from the Appellant. She did not report the incident but went to her house. She stated that she had hysteria and lost consciousness for 20 minutes. She stated that the appellant’s penis was erect and there was no blood on his fingers. She stated that her hymen was old and broken. She stated she had not known any man before.
PW2 Gabriel Amukonyole testified that he was a student. He testified that on 30.10.2022 at 10.30 am he was sleeping in his room. He stated that he knew the complainant. They were asked to help and went only to find the complainant in Rahab’s bed. The complainant described the incident and afterwards they called the school president. They proceeded with Gordon, Muli, Anne, Alice and the complainant to the appellant’s house. Alice identified the door of the perpetrator.
The witness proceeded that they interrogated the appellant who stated that he had only inserted fingers, not raped. They went and took bloodied tissues which he identified in court. He stated that he had not interacted with the appellant before then.
On cross examination he stated that he had been told by Muli that someone was raped in campus. The witness stated that the complainant did not disclose any medical condition she had.
PW3 was Thomas Mwangi, a Clinical Officer based in Othaya Sub-county Hospital. He had a diploma in Clinical Medicine and Surgery from, KMTC Thika. He had been working at the hospital since 2013. On examining the patient, she had no injuries on the neck, head, thorax, and abdomen. The probable weapon was unknown. She was given anti-fungal medicine and antibiotics. There was no presence of spermatozoa, there were yeast cells and leucocytes. There was a vaginal discharge. He could not tell whether she was on her periods as the complainant did not reveal her last menstrual period. The discharge was from the vaginal canal.
The appellant opposed the production of the P3 as it had self-incriminating information and there was no process said on how the information was obtained. Instead of the court giving directions regarding information covered under section 25A, the court simply stated that it is part of the normal process. The issues were to be dealt with in submissions. This left the objection standing without resolution, one way or another. This is crucial since only information obtained from the person being examined irrelevant.
On cross examination, the witness stated that during sexual intercourse, there must be rapture of veins, bruises or perforated hymen. None of these were seen in the instant case. The hymen was not broken in this incident. He stated that there was yeast in blood but the same had to have been in her for a long time. The examination of the Appellant did not yield any deposit of samples or blood stains.
PW4 Chief Inspector of the Kenya police, Stephen Natembeya produced photographic evidence of the scene. The photos were said to have been taken by PC Cecilia who was not gazetted.
PW5 Ken Njagi was a Clinical Officer who testified that the complainant came to the hospital on 31.10.22 at around 2.50 am. She was bleeding vaginally and found herself undressed. She lost consciousness. She did not know if the perpetrator penetrated.
He proceeded that there were no vaginal tears and lacerations. The hymen was broken and old. There were no spermatozoa, the anal canal was normal. Urine examination showed pus and yeast cells. The last menstruation was 8.10.2022. Her reproductive system was compromised. She indicated that she had an infection in her reproductive system.
On cross examination, she stated that she was unconscious and found herself naked and bleeding. She did not explain how she got unconscious. She did not indicate that she had hysteria. There were no physical injuries. Her cervix was open. Yeast incubates for 3 days and had an infection before the incident. She stated that the period could not stain tissue. The blood was from another source.
PW6, Muli testified that on 30.10.2022 at 10.57 he received a text from Rahab that she had been raped. He went with Gabriel and found Rahab with the complainant who explained what happened. They went to the house of the perpetrator. They found him and reported to the institution’s security. Police were informed. They recorded their statements.
On cross examination, he stated that he did not have the SMS that he received from Rahab. She stated that Anne did know why the complainant did not call any of her friends.
PW7 was PCW Cecilia Vyalu. She testified that she was the investigating officer. She tried contacting Rahab but did not find her. She received a report on 31.10.2022 at 0130 hours from her OCS. She rushed to Mathenge Technical College where she went with PC Moses and Mathew, the driver. She received a complaint of rape. She stated that the complainant narrated the incident on how she was raped. She stated that the appellant was familiar with the complainant. She stated that the appellant was in the house standing quietly. They took the duo to the police station. The accused said he used his fingers. He never presented an alibi.
The complainant reported that she was raped. It was concluded that it was sexual assault after investigations. She did not find the underlying reason why she was unconscious. The doctor confirmed the absence of spermatozoa.
The court found the appellant had a case to answer. He was placed on his defence and gave sworn evidence. He stated that they were talking to with the complainant. He was 19 years old while the complainant was 23 years old in third year. The appellant was a freshman. They watched football together where they went to clubs and drunk. On the material date, they watched a game which ended up at 8 pm. He took her to the house.
He continued that she insisted that they have sex. However, he refused stating that he was a freshman while she was a third year student. He rejected all her advances. He had been told by the mother not to have sex without protection. He rejected all advances and went directly to the house. She told him, as he was going, ‘wewe umekataa utoana.’
Later there was a knock in his door at 10.00 pm. They started beating him and accusing him of rape. A watchman came to help and directed then to the security of Mathenge Institute. The police came and took them to Munyange Police Station. The complainant stated that he had drugged her but officers felt it did not make sense. He stated that he did not say anything to the doctor. There was an affidavit dated 8.11.2022 which was produced as exhibit 1. There was a second affidavit, exhibit 2. The complainant wanted to extort some money but was not paid.
On cross examination he stated that the complainant approached him when her aunts were there. They asked for money while the case was in court. The complainant and the appellant had been friends for over a month. He stated that he was in his house. He told the investigating officer of the threat but was not listened to. He stated that the people who came to his house assaulted him. He confirmed he had two silver plated teeth in the lower left jaw.
The next witness indicated as DW3 was Evans Irungu Kanyi. He worked with a security firm in Sagana. He used to work at Mathenge Technical Institute as a security guard. He knew both the appellant and complainant. The appellant had been a student for about 2 months. On 22.10.2022 he had seen the appellant and complainant in the school compound. They seemed to be friends. On 22.10.2022 they were at the ‘Wi-fi’ sitting area at between 7 pm and 8 pm. They were in the hall watching football. After the game was over, he opened the gates, all students left. At about 11 pm some students came and said they wanted to rescue another student living outside the gate.
He looked and saw students beating the appellant. He told them to stop and escalate the matter to the in-charge. He informed Evans the In-charge Security. The duo went to the police and hospital. On cross examination, he was asked only one question and said - I did not witness anything about the rape.
Submissions
The Appellant filed submissions dated 18.12.2024 by which it was submitted that the main ingredient of the offence the appellant was convicted for being penetration was never proven and hence the prosecution failed to prove their case beyond a reasonable doubt. Reliance was among others placed on Michael Mugo Musyoka v Republic [2015] eKLR where the Court stated as follows:
Suspicion however strong, cannot provide a basis for inferring guilt which must be proved by evidence. Before a court of law can convict an accused person of an offence, it ought to be satisfied that the evidence against him is overwhelming and points to his guilt.
It was also submitted for the Appellant that the learned magistrate was wrong to rely on the evidence of the complainant who kept changing her mind and story and could not explain how she suffered a medical condition that was not supported by any medical evidence. They cited Kiilu and Another vs Republic [2005] IKLR 174, as cited in Bosco Makaumbondo vs Republic 2014 CA as follows:
The witness upon whose evidence it is proposed to rely should not make an impression in the mind of the court that he is not straight forward person, or raise a suspicion about his trustworthiness, or do (or say) something which indicates that he is a person of doubtful integrity, and therefore unreliable witness which makes it unsafe to accept his evidence?
The Respondent filed submissions dated 24.4.2025 by which it was submitted that the essential ingredients of the offence as charged were proved to the required standards. Reliance was placed on John Irungu v Republic (2016) as follows:
l. Prove of penetration of victims genitals - this penetration can be by any part of the body of the accused.
2. The penetration above has to be unlawful/without the consent of the victim
3. Positive identification of the perpetrator.
On sentence, it was submitted for the Respondent that the trial Court properly directed itself and handed a sentence that was commensurate to the offence committed. They relied on the case of S vs. Malgas 2001 (1) SACR 469 (SCA) at para l2 where it was held that:
"A Court exercising appellate jurisdiction cannot, in the absence of material misdirection by the trial court, approach the question of sentence as if it were the trial court and then substitute the sentence arrived at by it simply because it prefers it. To do so would be to usurp the sentencing discretion of the trial court...However, even in the absence of material misdirection, an appellate court may yet be justified in interfering with the sentence imposed by the trial court. It may do so when the disparity between the sentence of the trial court and the sentence which the appellate court would have imposed had it been the trial court is so marked that it can properly be described as "shocking", "startling" or "disturbingly inappropriate".
Analysis
This being a first appeal, this court is under a duty to re-evaluate and assess the evidence and make its own conclusions. It must, however, keep at the back of its mind that a trial court, unlike the appellate court, had the advantage of observing the demeanour of the witnesses and hearing their evidence first hand. The Court of Appeal for Eastern Africa in Pandya -vs- Republic [1957] EA 336 stated as follows:
“On a first appeal from a conviction by a Judge or magistrate sitting without a jury the appellant is entitled to have the appellate court’s own consideration and views of the evidence as a whole and its own decision thereon. It has the duty to rehear the case and reconsider the witnesses before the Judge or magistrate with such other material as it may have decided to admit. The appellate court must then make up its own mind not disregarding the judgment appealed from but carefully weighing and considering it. When the question arises which witness is to be believed rather than another and that question turns on manner and demeanor, the appellate court must be guided by the impression made on the Judge or magistrate who saw the witness but there may be other circumstances, quite apart from manner and demeanor which may show whether a statement is credible or not which may warrant a court different.
An appellant on a first appeal is entitled to expect the evidence as a whole to be submitted to a fresh and exhaustive examination. In the case of Okeno v Republic [1972] EA 32 at 36, the East Africa Court of Appeal stated as follows on the duty of the Court on a first appeal:
“An appellant on a first appeal is entitled to expect the evidence as a whole to be submitted to a fresh and exhaustive examination (Pandya v. R., [1957] E. A. 336) and to the appellate court's own decision on the evidence. The first appellate court must itself weigh conflicting evidence and draw its own conclusions. (Shantilal M. Ruwala v. R., [1957] E.A. 570). It is not the function of a first appellate court merely to scrutinize the evidence to see if there was some evidence to support the lower court's findings and conclusions; it must make its own findings and draw its own conclusions. Only then can it decide whether the magistrate's findings should be supported. In doing so, it should make allowance for the fact that the trial court has had the advantage of hearing and seeing the witnesses, see Peters v. Sunday Post, [1958] E. A. 424.”
Section 5 of the Sexual Offences Act under which the Appellant was convicted provides as follows:
(1) Any person who unlawfully—
(a) penetrates the genital organs of another person with—
(i) any part of the body of another or that person; or
(ii) an object manipulated by another or that person except where such penetration is carried out for proper and professional hygienic or medical purposes;
(b) manipulates any part of his or her body or the body of another person so as to cause penetration of the genital organ into or by any part of the other person's body; is guilty of an offence termed sexual assault.
(2) A person guilty of an offence under this section is liable upon conviction to imprisonment for a term of not less than ten years but which may be enhanced to imprisonment for life.
The respondent was under duty to prove the guilt of the appellant beyond reasonable doubt. It is important to remember that proof beyond reasonable doubt does not mean proof beyond the shadow of a doubt. The law would fail to protect the community if it admitted fanciful possibilities to deflect the course of justice. Lord Denning in Miller vs. Ministry of Pensions, [1947] 2 ALL ER 372 had this to say:
“That degree is well settled. It need not reach certainty, but it must carry a high degree of probability. Proof beyond reasonable doubt does not mean proof beyond the shadow of a doubt. The law would fail to protect the community if it admitted fanciful possibilities to deflect the course of justice. If the evidence is so strong against a man as to leave only a remote possibility in his favour which can be dismissed with the sentence of course it is possible, but not in the least probable, the case is proved beyond reasonable doubt, but nothing short of that will suffice.”
The limitation on the powers of this court on appeal are found in Section 382 of the Criminal Procedure Code, which provide as follows:
“382: subject to the provisions hereinbefore contained, no finding, sentence or order passed by a court of competent jurisdiction shall be reversed or altered on appeal or revision on account of an error, omission or irregularity in the complaint, summons, warrant, charge, proclamation, order, judgment or other proceedings before or during the trial or in any inquiry or other proceedings under this Code, unless the error, omission or irregularity has occasioned a failure of justice:
Provided that in determining whether an error, omission or irregularity has occasioned a failure of justice the court shall have regard to the question whether the objection could and should have been raised at an earlier stage in the proceedings.”
Courts in criminal cases should consider the standard of proof and the effect of a conviction on an accused person. In this case, the Appellant was to serve 10 years with a possibility of enhancement to life imprisonment upon conviction. This must be a serious offense that requires the clearest view of the evidence to justify keeping the Appellant behind bars for life or such period as provided in law. Proof beyond reasonable doubt was the standard, also based on the nature of criminal offences, whose punishment went beyond the effect on the individual to the state. Conviction and sentence as a sexual offender was a badge that a convict could only deserve based on undoubted evidence.
Proof beyond reasonable doubt is not to be based on certainty or proof beyond a shadow of doubt. However, it should derive from evidence that is so strong against a man as to leave only a remote possibility in his favour which can be dismissed. This was the finding of the Court of Appeal in Moses Nato Raphael vs. Republic [2015] eKLR as doth:
“What then amounts to “reasonable doubt”? This issue was addressed by Lord Denning in Miller v. Ministry of Pensions, [1947] 2 ALL ER 372 where he stated:-
‘That degree is well settled. It need not reach certainty, but it must carry a high degree of probability. Proof beyond reasonable doubt does not mean proof beyond the shadow of a doubt. The law would fail to protect the community if it admitted fanciful possibilities to deflect the course of justice. If the evidence is so strong against a man as to leave only a remote possibility in his favour which can be dismissed with the sentence of course it is possible, but not in the least probable, the case is proved beyond reasonable doubt, but nothing short of that will suffice.’”
The Appellant alleged inconsistencies and contradictions in the evidence proffered by the prosecution case and argued that the trial court failed in convicting him when the evidence tendered did not prove the offence against him to the required standard. On this, this court has to establish whether the alleged discrepancies and contradictions were fundamental as to cause prejudice to the Appellant. In Joseph Maina Mwangi vs. Republic CA No. 73 of 1992 (Nairobi) Tunoi, Lakha & Bosire JJA held:
“In any trial there are bound to be discrepancies. An appellate court in considering those discrepancies must be guided by the working of Section 382 of the Criminal Procedure Code, viz whether such discrepancies are so fundamental as to cause prejudice to the Appellant or they are inconsequential to the conviction and sentence.”
The court found evidence that sends chills to a good mind. I have to scrupulously peruse the record of the trial court. The court below, however, did a disservice to the case. It failed a simple test in a sexual assault case. The ingredients as per the charge sheet were: Penetration of the vagina
Penetration by the fingers
The appellant was the perpetrator
The evidence on record is that the complainant did not know whether she was penetrated. It was clear from the medical evidence that the blood coming from the vaginal canal was not caused by injuries, it was from other sources. The blood was not ruled out as period. Medical evidence was clear that there were no injuries, lacerations or evidence of assault. The weapon was unknown.
The investigating officer simply changed charges to assault when she could not find spermatozoa. There was no evidence that the fingers were used. The purported statement in a P3 do not amount to evidence of conviction as per Section 25(a) of the Evidence Act.
The investigating officer must know that absence of spermatozoa should have led her to consider other exculpatory evidence on record. It was instructive that the investigating officer ignored the evidence of the security officers who were in situ especially Evans, DW2.
The court failed to analyse the evidence and come to a conclusion both of fact and law. Just stating that evidence is watertight is not enough but escapism. We need to see the water-tight evidence. On my part, I did not see any. It is crucial to note that Caro did not testify. In her place, DW2 testified that at that time, the complainant was with the Appellant watching football. This piece of defence evidence remained uncontroverted. It is strange that a smell of alcohol can be distinguished from another, for a person the complainant met earlier that day. The court is still digesting on when the Appellant was asked to be a guest. She eschewed the story she gave others that she had pretended to be on phone.
I have noted with concern that the courts have whittled down the presumption of innocence to an extent that bond terms are used as a punishment rather than a means of ensuring an accused person who has not been found guilty attends court. The accused person should and must at all times be presumed innocent until proved otherwise. The foregoing are not my musings but holding by the people of Kenya when they gave unto themselves the constitution and decided in Article 50(2) an and (c) as doth:
2. Every accused person has the right to a fair trial, which includes the right—
(a) to be presumed innocent until the contrary is proved;
(c) to have adequate time and facilities to prepare a defence;
In the preamble the people of Kenya noted 4 salient aspects as they adopted, enacted and gave the Constitution to themselves and their future generations, as doth:
ACKNOWLEDGING the supremacy of the Almighty God of all creation:
HONOURING those who heroically struggled to bring freedom and justice to our land:
COMMITTED to nurturing and protecting the well-being of the individual, the family, communities and the
Nation:
RECOGNISING the aspirations of all Kenyans for a government based on the essential values of human rights, equality, freedom, democracy, social justice and the rule of law:
Justice is not served by presuming an accused person innocent. He remain a suspect and not a convict up to and until he has been found guilty. These rights are still respected up to the time he has exhausted all remedies.
Before I address the facts to the case it is important to address the standard of proof and the burden of proof in criminal cases. While handling civil cases, the test was succinctly laid down in a series of decis
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